001-2018
Secondary Market Trading Error Compensation Transparency Draft

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This Secondary Market Trading Error Compensation Standard Transparency Draft sets out expected behaviours that are designed to improve the practice regarding the payment of compensation for trading errors.

These expected behaviours are designed to enhance transparency in relation to the making of payments of compensation for trading errors and to reduce the risk that such payments create a false or misleading impression in the market or create conflicts of interest.

The Secondary Market Trading Error Compensation Standard is issued as a Transparency Draft. Please provide your comments by 20 June 2018. You may leave comments on the FMSB website or email comments to standards@fmsb.com