Member Statements of Commitment 2019

2019 Adherence Status*

Column Legend

Binary = Binary Options for the Commodities Markets

Ref Price = Reference Price Transactions for the Fixed Income Markets

New Issue = New Issue Process for the Fixed Income Markets

Risk Mgmt = Risk Management Transactions for New Issuance for the Fixed Income markets

2nd Market = Secondary Market Trading Error Compensation Standard

Member Binary Ref Price New Issue Risk Mgmt 2nd Market
Australia and New Zealand Banking Group Limited Yes Yes YesYesYes
BAE Systems PLCN/AYesYesYesYes
Merrill Lynch International [Bank of America]YesYesYesYesYes
BlackRock Investment Management (UK) LimitedN/AYesYesYesYes
Bloomberg L.P.N/AN/AN/AN/AN/A
BNP Paribas Global MarketsYesYesYesYesYes
The Bank of New York Mellon, London BranchN/AN/AYesN/AYes
BP, Integrated Supply and Trading (IST)YesN/AN/AN/AYes
Citigroup Global Markets LimitedYesYesYesYesYes
Credit Agricole CIBYesYesYesYesYes
Credit Suisse International, Credit Suisse Securities (Europe) Limited and Credit Suisses AG London BranchYesYesYesYesYes
Deutsche Bank AGYesYesYesYesYes
Euronext FX Inc.N/AN/AN/AN/AYes
Goldman Sachs InternationalYesYesYesYesYes
HSBC Global Banking and MarketsYesYesYesYesYes
Invesco Asset Management LimitedN/AYesN/AN/AYes
J.P. Morgan Securities PLCYesYesYesYesYes
Legal & General Investment ManagementN/AYesYesYesYes
Lloyds Bank Corporate Markets PLCYesYesYesYesYes
London Stock Exchange Group PLC
M&G Investment Management LimitedN/AYesYesYesYes
Morgan Stanley & Co International PLCYesYesYesYesYes
National Australia Bank LimitedN/AYesYesYesYes
Nomura International plcN/AYesYesYesYes
NatWest MarketsN/AYesYesYesYes
Rio TintoYesYesYesYesYes
RBC Europe Limited and Royal Bank of Canada, London BranchN/AYesYesYesYes
Shell Treasury Centre LimitedN/AYesYesYesYes
Royal Mail Group
Société GénéraleN/AYesYesYesYes
Standard Chartered BankYesN/AYesYesYes
Tradeweb Europe LimitedN/AN/AN/AN/AYes
Tradition (UK) LimitedN/AYesYesYesYes
UBS Investment BankYesYesYesYesYes
Vodafone Group PlcN/AYesYesYesYes
XTX Markets LimitedN/AN/AN/AN/AYes
* Full, Associate, and Corporate Members commit to conduct their FICC market activities in a manner consistent with the Core Principles contained in FMSB Standards, and to have internal policies, procedures and controls reasonably designed to give effect to those Core Principles where they are applicable. They evidence this through an annual Statement of Commitment. Information about FMSB membership is available on the ‘Who we are’ page