FCA Discussion Paper ‘Transforming culture in financial services: Driving purposeful cultures’

On 5 March 2020, the Financial Conduct Authority (FCA) published Discussion Paper 20/1 ‘Transforming culture in financial services: Driving purposeful cultures’. The paper is a set of essays which present a range of views from industry leaders, professional bodies and culture experts to help firms embed purposeful cultures. It makes the case […]

FMSB appoints Christopher Rich as General Counsel

11 February 2020: The FICC Markets Standards Board (FMSB), a standard setting body for the global wholesale fixed income, currencies and commodities (FICC) markets, today announces the appointment of Chris Rich as General Counsel. Chris will join FMSB on 1 April 2020 from Linklaters, where he is a Managing Associate […]

FMSB issues new ‘Statement of Good Practice for Participation in Sovereign and Supranational Auctions in Fixed Income Markets’

2 December 2019: The FICC Markets Standards Board (FMSB) today issued a Transparency Draft of a new Statement of Good Practice for Participation in Sovereign and Supranational Auctions (‘SSAs’) in Fixed Income Markets. A common way for government or supranational bonds to be issued is through a publicly announced auction. […]

Evolve or Perish – The Global Forces changing the business of Banks Geopolitical Threats and Opportunities for Europe – speech given by Mark Yallop

Financial Regulatory Outlook Conference 2018 Evolve or Perish – The Global Forces changing the business of Banks Geopolitical Threats and Opportunities for Europe Palazzo Taverna, Rome, 28 November 2018 Speech given by Mark Yallop (Chair, FMSB) As I have told some of you before, I was staying in the Borghese […]

UK watchdog to draw up guidance for AI in cross-border trades

Article in The National by Sarah Townsend

Take a modular approach to layering regs, industry told

Article in DESK (www.fi.desk.com) by Joel Clark

True Finance – Ten years after the financial crisis, speech by Mark Carney

True Finance – Ten years after the financial crisis Speech given by Mark Carney Governor of the Bank of England Chair of the Financial Stability Board Economic Club of New York 19 October 2018   Read the speech here: https://www.bankofengland.co.uk/speech/2018/mark-carney-economic-club-of-new-york?utm_source=Bank+of+England+updates&utm_campaign=3a5090062e-EMAIL_CAMPAIGN_2018_10_19_04_00&utm_medium=email&utm_term=0_556dbefcdc-3a5090062e-111026421

Mark Yallop shares his views on the key challenges which UK firms face

Take a look at the video of Mark recorded from the 2018 Refinitv Regulatory Summit in Hong Kong in October 2018.

SFC to ‘Vigorously Pursue’ Individuals Culpable for Misconduct

Article by Manesh Samtani in Regulation Asia