Conflicts of Interest Statement of Good Practice Transparency Draft

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The ability of FICC market participants, and particularly buy and sell side firms operating in FICC markets, to: i) identify situations in which conflicts of interest may arise; and then ii) prevent or appropriately manage and mitigate those conflicts of interest, is one way in which instances of market misconduct can be minimised and, thereby, help to promote fair and effective FICC markets.

The Conflicts of Interest Statement of Good Practice is issued as a Transparency Draft. Please provide your comments by 6 September 2019.

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Last updated 13 May 2020