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Nov

2018

08

Take a modular approach to layering regs, industry told

Article in DESK (www.fi.desk.com) by Joel Clark … read more.

Oct

2018

14

Head of British standards-setting body warns of rise in AI risk to financial markets

South China Morning Post article by Karen Yeung … read more.

Oct

2018

11

Mark Yallop shares his views on the key challenges which UK firms face

Take a look at the video of Mark recorded from the 2018 Refinitv Regulatory Summit in Hong Kong in October 2018. … read more.

Oct

2018

10

SFC to ‘Vigorously Pursue’ Individuals Culpable for Misconduct

Article by Manesh Samtani in Regulation Asia … read more.

Oct

2018

09

Addressing Misconduct in Capital Markets, Keynote Speech at 2018 Refinitiv Pan Asian Regulatory Summit

Ms Julia LeungDeputy Chief Executive Officer and Executive Director, Intermediaries9 October 2018 Good morning. It’s an honour to be invited to the 2018 Refinitiv Pan Asian Regulatory Summit to deliver this keynote speech. We live in a time of great pr … … read more.

Oct

2018

02

FMSB: Challenges and Opportunities for the next 3 years, Speech given by Mark Yallop at the KPMG/FMSB – Fair and Effective Markets for Users Event on October 2nd 2018

FMSB: Challenges and Opportunities for the next 3 years Thank You Karim. Good morning In Europe and America the latter half of the 18th century was a time of war. On the other side of the world a different kind of upheaval was taking place: the opening … … read more.

Aug

2018

31

Bad apples, rotten barrels and rebuilding trust in financial markets

Article by Mark Yallop in the Journal of Financial Compliance … read more.

Aug

2018

07

Bedrog en wangedrag financiële sector is van alle tijden

Marketupdate article by Cor Wijtvliet … read more.

Jul

2018

31

Algos Help Traders Defy Commodities Fundamentals, But Returns Sag

Investing.com article … read more.

Jul

2018

28

Financial world doomed to repeat bad behaviour

Financial Times article by Banking Editor Martin Arnold … read more.

Jul

2018

27

Fake news of Napoleon’s death cited in guidance to help traders

Reuters article by Huw Jones … read more.

Jul

2018

27

FMSB publishes new financial markets misconduct research

London, 27 July 2018 – The FICC Markets Standards Board (“FMSB”) today publishes its Behavioural Cluster Analysis (“BCA”) study. This is a unique piece of research that has reviewed the behavioural patterns in 390 cases of misconduct in financial marke … … read more.