Transparency Draft – Suspicious Transaction and Order Reporting Statement of Good Practice

The Suspicious Transaction and Order Reporting Statement of Good Practice covers the identification of suspicious orders and transactions and their reporting to relevant regulators (the FCA in the case of the UK). Many of the practices described relating to the identification and investigation of suspicious activity will be relevant to many jurisdictions.

The Suspicious Transaction and Order Reporting Statement of Good Practice is issued as a Transparency Draft. Please provide your comments by 3 August 2018.

Transparency Draft – Suspicious Transaction and Order Reporting Statement of Good Practice

The Suspicious Transaction and Order Reporting Statement of Good Practice covers the identification of suspicious orders and transactions and their reporting to relevant regulators (the FCA in the case of the UK). Many of the practices described relating to the identification and investigation of suspicious activity will be relevant to many jurisdictions.

The Suspicious Transaction and Order Reporting Statement of Good Practice is issued as a Transparency Draft. Please provide your comments by 3 August 2018.

Last updated 13 May 2020