SFC_Addressing Misconduct in Capital Markets Speech_20181009

Ms Julia Leung delivered this keynote speech – Addressing Misconduct in Capital Markets – at the 2018 Refinitiv Pan Asian Regulatory Summit on 9 October 2018. Julia is the Deputy Chief Executive Officer and Executive Director, Intermediaries at SFC and refers to the FMSB Behavioural Cluster Analysis (“BCA”) research is noted on page two.

SFC_Addressing Misconduct in Capital Markets Speech_20181009

Addressing Misconduct in Capital Markets – Keynote Speech at the 2018 Refinitiv Pan Asian Regulatory Summit. Delivered on 9 October 2018 by Ms Julia Leung, Deputy Chief Executive Officer and Executive Director, Intermediaries at SFC. The FMSB Behavioural Cluster Analysis (“BCA”) research is noted on page two.

Last updated 9 October 2018