Mark Yallop addressed the Fair and Effective Markets Review (FEMR) Conference on September 29, 2016. A full transcript of his speech, “Regulation, Ethics and Standards in Wholesale Financial Markets”, is available here.
FMSB publishes the Transparency Draft Statement of Good Practice on Unauthorised Trading Frameworks
Financial Markets Standards Board (“FMSB”) has today published a Statement of Good Practice (“SoGP”) on Unauthorised Trading Frameworks in Transparency Draft for industry consultation and feedback. The purpose of this publication is to help establish practical...