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Read more: FMSB publishes Transparency Draft Statement of Good Practice: Governance of Sustainability-Linked Products
FMSB publishes Transparency Draft Statement of Good Practice: Governance of Sustainability-Linked Products
Read article: FMSB publishes Transparency Draft Statement of Good Practice: Governance of Sustainability-Linked Products -
Read more: FMSB publishes Transparency Draft of Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets
FMSB publishes Transparency Draft of Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets
Read article: FMSB publishes Transparency Draft of Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets -
Read more: FMSB publishes Transparency Draft of Standard for Sharing of Standard Settlement Instructions
FMSB publishes Transparency Draft of Standard for Sharing of Standard Settlement Instructions
Read article: FMSB publishes Transparency Draft of Standard for Sharing of Standard Settlement Instructions -
Read more: FMSB issues final Statement of Good Practice for the application of a model risk management framework to electronic trading algorithms
FMSB issues final Statement of Good Practice for the application of a model risk management framework to electronic trading algorithms
Read article: FMSB issues final Statement of Good Practice for the application of a model risk management framework to electronic trading algorithms -
Read more: FMSB publishes Transparency Draft of Standard for Client Onboarding: Documentation and Processes
FMSB publishes Transparency Draft of Standard for Client Onboarding: Documentation and Processes
Read article: FMSB publishes Transparency Draft of Standard for Client Onboarding: Documentation and Processes -
Read more: FMSB publishes Precious Metals Compendium
FMSB publishes Precious Metals Compendium
Read article: FMSB publishes Precious Metals Compendium -
Read more: Conduct & Culture Management Information (MI) research published
Conduct & Culture Management Information (MI) research published
Read article: Conduct & Culture Management Information (MI) research published -
Read more: FMSB publishes a Statement of Good Practice Transparency Draft on electronic trading algorithms
FMSB publishes a Statement of Good Practice Transparency Draft on electronic trading algorithms
Read article: FMSB publishes a Statement of Good Practice Transparency Draft on electronic trading algorithms
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Read more: FMSB publishes Transparency Draft Statement of Good Practice: Governance of Sustainability-Linked Products
FMSB publishes Transparency Draft Statement of Good Practice: Governance of Sustainability-Linked Products
Financial Markets Standards Board (“FMSB”) has today published a Statement of Good Practice (“SoGP”) on the Governance of sustainability-linked products (“SLPs”) in Transparency Draft. The SoGP is intended to codify good practices for the governance of SLPs…
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Read more: FMSB publishes Transparency Draft of Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets
FMSB publishes Transparency Draft of Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets
Financial Markets Standards Board (“FMSB”) has today published the Transparency Draft of its updated Statement of Good Practice (“SoGP”) for Front Office Supervision of Wholesale Traded Markets. Background The Front Office Supervision SoGP was first published in…
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Read more: FMSB publishes Transparency Draft of Standard for Sharing of Standard Settlement Instructions
FMSB publishes Transparency Draft of Standard for Sharing of Standard Settlement Instructions
This Financial Markets Standards Board (“FMSB”) Transparency Draft of Standard for Sharing of Standard Settlement Instructions (SSIs) is applicable to Firms when sharing their own SSIs, or where they manage their clients’ SSIs as part of their…
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Read more: FMSB issues final Statement of Good Practice for the application of a model risk management framework to electronic trading algorithms
FMSB issues final Statement of Good Practice for the application of a model risk management framework to electronic trading algorithms
Financial Markets Standards Board (FMSB) today launches its final Statement of Good Practice for the application of a model risk management framework to electronic trading algorithms. Sophisticated modelling techniques used for calculating trading risk and required capital…
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Read more: FMSB publishes Transparency Draft of Standard for Client Onboarding: Documentation and Processes
FMSB publishes Transparency Draft of Standard for Client Onboarding: Documentation and Processes
This Financial Markets Standards Board (“FMSB”) Transparency Draft is applicable to firms when onboarding or reviewing client files under the UK requirements for KYC and AML. It proposes a Standard for the Documentation Requirements, and processes for…
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Read more: FMSB publishes Precious Metals Compendium
FMSB publishes Precious Metals Compendium
A compendium of FMSB’s work on precious metals markets collates all three published FMSB Spotlight Reviews on these markets into one document, Compendium: Precious Metals Markets Evolution. The compendium includes forewords from the World Gold Council’s CEO,…
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Read more: Conduct & Culture Management Information (MI) research published
Conduct & Culture Management Information (MI) research published
Financial Markets Standards Board (“FMSB”) research looks at the current practice of 24 major financial firms around management information on the subject of conduct and culture. The extensive research published in a Spotlight Review was assisted by…
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Read more: FMSB publishes a Statement of Good Practice Transparency Draft on electronic trading algorithms
FMSB publishes a Statement of Good Practice Transparency Draft on electronic trading algorithms
A FMSB Statement of Good Practice Transparency Draft today sets out the view of market practitioners and invites comment on how the wholesale markets industry can apply their existing model risk management frameworks in a proportionate way…
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