Latest News
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Read more: FMSB publishes Final Standard for Client Onboarding: Documentation and Processes
FMSB publishes Final Standard for Client Onboarding: Documentation and Processes
Financial Markets Standards Board (“FMSB”) has today published its Standard for Client Onboarding: Documentation and Processes and Annexes as final. The Standard was developed by a Working Group made up of representatives from FMSB Member firms and…
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Read more: FMSB publishes Transparency Draft Statement of Good Practice: Governance of Sustainability-Linked Products
FMSB publishes Transparency Draft Statement of Good Practice: Governance of Sustainability-Linked Products
Financial Markets Standards Board (“FMSB”) has today published a Statement of Good Practice (“SoGP”) on the Governance of sustainability-linked products (“SLPs”) in Transparency Draft. The SoGP is intended to codify good practices for the governance of SLPs…
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Read more: Encompass Corporation joins FMSB as an Associate Member
Encompass Corporation joins FMSB as an Associate Member
Encompass Corporation, a leading corporate digital identity provider, has joined Financial Markets Standards Board (FMSB) as an Associate Member. The addition of Encompass widens the pool of expertise available to further develop FMSB’s work, via its Post-Trade…
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Read more: FMSB publishes Transparency Draft of Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets
FMSB publishes Transparency Draft of Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets
Financial Markets Standards Board (“FMSB”) has today published the Transparency Draft of its updated Statement of Good Practice (“SoGP”) for Front Office Supervision of Wholesale Traded Markets. Background The Front Office Supervision SoGP was first published in…
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Read more: The Governor of the Bank of England addresses FMSB Standards Board
The Governor of the Bank of England addresses FMSB Standards Board
We were honoured to welcome the Governor of the Bank of England and the Executive Director for Markets to our Standards Board meeting last week hosted by UBS. As we approach the tenth anniversary of the Fair…
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Read more: FMSB publication on Behaviour-pattern Conduct Analysis highlighted by CISI’s The Review
FMSB publication on Behaviour-pattern Conduct Analysis highlighted by CISI’s The Review
CISI’s The Review cites FMSB’s 2022 publication: Behaviour-pattern Conduct Analysis: Market misconduct through the ages in a piece looking at what the history of financial crime can tell us about current misconduct
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Read more: Q&A Webinar | Standard for Sharing of Standard Settlement Instructions (SSIs) Transparency Draft
Q&A Webinar | Standard for Sharing of Standard Settlement Instructions (SSIs) Transparency Draft
We were delighted to welcome Andrew Douglas (Chair of the UK Accelerated Settlement Technical Group TGT), joining Tim McLeod (Managing Director, Global Head of Securities Lending Operations and Head of International Investment Operations at Blackrock and Chair of…
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Read more: FMSB and ASIC extend Consultation Agreement
FMSB and ASIC extend Consultation Agreement
Financial Markets Standards Board (FMSB) has renewed its Consultation Agreement with the Australian Securities and Investments Commission (ASIC). ASIC and FMSB first signed the Agreement in September 2022 to help promote global standards for fair and effective…