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Read more: FMSB publishes final Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets
FMSB publishes final Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets
Read article: FMSB publishes final Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets -
Read more: FMSB publishes Final Standard for Client Onboarding: Documentation and Processes
FMSB publishes Final Standard for Client Onboarding: Documentation and Processes
Read article: FMSB publishes Final Standard for Client Onboarding: Documentation and Processes -
Read more: FMSB publishes Transparency Draft Statement of Good Practice: Governance of Sustainability-Linked Products
FMSB publishes Transparency Draft Statement of Good Practice: Governance of Sustainability-Linked Products
Read article: FMSB publishes Transparency Draft Statement of Good Practice: Governance of Sustainability-Linked Products -
Read more: Encompass Corporation joins FMSB as an Associate Member
Encompass Corporation joins FMSB as an Associate Member
Read article: Encompass Corporation joins FMSB as an Associate Member -
Read more: FMSB publishes Transparency Draft of Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets
FMSB publishes Transparency Draft of Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets
Read article: FMSB publishes Transparency Draft of Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets -
Read more: The Governor of the Bank of England addresses FMSB Standards Board
The Governor of the Bank of England addresses FMSB Standards Board
Read article: The Governor of the Bank of England addresses FMSB Standards Board -
Read more: FMSB publication on Behaviour-pattern Conduct Analysis highlighted by CISI’s The Review
FMSB publication on Behaviour-pattern Conduct Analysis highlighted by CISI’s The Review
Read article: FMSB publication on Behaviour-pattern Conduct Analysis highlighted by CISI’s The Review -
Read more: Risk.net highlights FMSB Spotlight Review on Pre-hedging
Risk.net highlights FMSB Spotlight Review on Pre-hedging
Read article: Risk.net highlights FMSB Spotlight Review on Pre-hedging
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Read more: FMSB publishes final Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets
FMSB publishes final Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets
Financial Markets Standards Board (“FMSB”) has today published in final form its updated Statement of Good Practice (“SoGP”) Front Office Supervision of Wholesale Traded Markets. The SoGP sets out 15 good practice statements, grouped under five themes,…
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Read more: FMSB publishes Final Standard for Client Onboarding: Documentation and Processes
FMSB publishes Final Standard for Client Onboarding: Documentation and Processes
Financial Markets Standards Board (“FMSB”) has today published its Standard for Client Onboarding: Documentation and Processes and Annexes as final. The Standard was developed by a Working Group made up of representatives from FMSB Member firms and…
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Read more: FMSB publishes Transparency Draft Statement of Good Practice: Governance of Sustainability-Linked Products
FMSB publishes Transparency Draft Statement of Good Practice: Governance of Sustainability-Linked Products
Financial Markets Standards Board (“FMSB”) has today published a Statement of Good Practice (“SoGP”) on the Governance of sustainability-linked products (“SLPs”) in Transparency Draft. The SoGP is intended to codify good practices for the governance of SLPs…
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Read more: Encompass Corporation joins FMSB as an Associate Member
Encompass Corporation joins FMSB as an Associate Member
Encompass Corporation, a leading corporate digital identity provider, has joined Financial Markets Standards Board (FMSB) as an Associate Member. The addition of Encompass widens the pool of expertise available to further develop FMSB’s work, via its Post-Trade…
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Read more: FMSB publishes Transparency Draft of Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets
FMSB publishes Transparency Draft of Statement of Good Practice for Front Office Supervision of Wholesale Traded Markets
Financial Markets Standards Board (“FMSB”) has today published the Transparency Draft of its updated Statement of Good Practice (“SoGP”) for Front Office Supervision of Wholesale Traded Markets. Background The Front Office Supervision SoGP was first published in…
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Read more: The Governor of the Bank of England addresses FMSB Standards Board
The Governor of the Bank of England addresses FMSB Standards Board
We were honoured to welcome the Governor of the Bank of England and the Executive Director for Markets to our Standards Board meeting last week hosted by UBS. As we approach the tenth anniversary of the…
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Read more: FMSB publication on Behaviour-pattern Conduct Analysis highlighted by CISI’s The Review
FMSB publication on Behaviour-pattern Conduct Analysis highlighted by CISI’s The Review
CISI’s The Review cites FMSB’s 2022 publication: Behaviour-pattern Conduct Analysis: Market misconduct through the ages in a piece looking at what the history of financial crime can tell us about current misconduct
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Read more: Risk.net highlights FMSB Spotlight Review on Pre-hedging
Risk.net highlights FMSB Spotlight Review on Pre-hedging
25 September 2024 – Risk.net piece highlights FMSB Spotlight Review: Pre-hedging Case Studies
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