Press releases
See more >FMSB publishes new financial markets misconduct research
London, 27 July 2018 – The FICC Markets Standards Board (“FMSB”) today publishes its Behavioural Cluster Analysis (“BCA”) study. This is a unique piece of research that has reviewed the behavioural patterns in 390 cases of misconduct in financial markets over an extended period of time (225 years stretching back to 1792) and covering 26 […]
FICC Markets Standards Board (FMSB) issues new Statement of Good Practice on Algorithmic Trading
London, 11 July 2018 – The FICC Markets Standards Board (“FMSB”) today publishes a Transparency Draft of a new Statement of Good Practice on Algorithmic Trading in FICC Markets. The use of computer algorithms to facilitate trading in FICC markets has increased at a rapidly growing pace over recent years and has the potential to […]
Risk Management Transactions for New Issuance Standard for Fixed Income Markets Press Release
London, 3 July 2018 – The FICC Markets Standard Board (FMSB) has today issued its Standard on Risk Management Transactions for New Issuance. The Standard sets out several core principles relevant to risk management transactions connected with new issues in the fixed income markets. It identifies potential conduct risks created during these transactions, and describes […]
Press coverage
See more >Mark Yallop shares his views on the key challenges which UK firms face
11th October 2018 - Take a look at the video of Mark recorded from the 2018 Refinitv Regulatory Summit in Hong Kong in October 2018.
SFC to ‘Vigorously Pursue’ Individuals Culpable for Misconduct
10th October 2018 - Article by Manesh Samtani in Regulation Asia
Bad apples, rotten barrels and rebuilding trust in financial markets
31st August 2018 - Article by Mark Yallop in the Journal of Financial Compliance
Speeches
See more >Addressing Misconduct in Capital Markets, Keynote Speech at 2018 Refinitiv Pan Asian Regulatory Summit
Ms Julia Leung Deputy Chief Executive Officer and Executive Director, Intermediaries 9 October 2018 Good morning. It’s an honour to be invited to the 2018 Refinitiv Pan Asian Regulatory Summit to deliver this keynote speech. We live in a time of great promise and great peril. New technologies are having a profound impact on the […]
FMSB: Challenges and Opportunities for the next 3 years, Speech given by Mark Yallop at the KPMG/FMSB – Fair and Effective Markets for Users Event on October 2nd 2018
FMSB: Challenges and Opportunities for the next 3 years Thank You Karim. Good morning In Europe and America the latter half of the 18th century was a time of war. On the other side of the world a different kind of upheaval was taking place: the opening up of previously unknown cultures by European explorers. […]
New Economy, New Finance, New Bank – Speech given by Mark Carney, Governor of the Bank of England, The Mansion House, 21 June 2018
Speech given by Mark Carney, Governor of the Bank of England at The Mansion House, 21 June 2018 – New Economy, New Finance, New Bank
Mark Yallop shares his views on the key challenges which UK firms face
Take a look at the video of Mark recorded from the 2018 Refinitv Regulatory Summit in Hong Kong in October 2018.
Addressing Misconduct in Capital Markets, Keynote Speech at 2018 Refinitiv Pan Asian Regulatory Summit
Ms Julia Leung Deputy Chief Executive Officer and Executive Director, Intermediaries 9 October 2018 Good morning. It’s an honour to be invited to the 2018 Refinitiv Pan Asian Regulatory Summit to deliver this keynote speech. We live in a time of great promise and great peril. New technologies are having a profound impact on the […]
CFTC Talks Podcast with Mark Yallop
20 July 2018 – CFTC Talks features FMSB Chair Mark Yallop in this week’s podcast. Topics discussed include the enormous cost to the world financial system of bad behaviour, how to historically break down market misconduct into 7 categories and why trust is the heart of the financial markets. Link to CFTC Podcast Archive Link […]