Press releases
See more >FMSB issues new ‘Statement of Good Practice for Participation in Sovereign and Supranational Auctions in Fixed Income Markets’
2 December 2019: The FICC Markets Standards Board (FMSB) today issued a Transparency Draft of a new Statement of Good Practice for Participation in Sovereign and Supranational Auctions (‘SSAs’) in Fixed Income Markets. A common way for government or supranational bonds to be issued is through a publicly announced auction. Auctions involve multiple parties/participants including […]
FMSB finalises Conflicts of Interest Statement of Good Practice
14 October 2019: The FICC Markets Standards Board (FMSB) has today published the final version of a Statement of Good Practice on the issue of Conflicts of Interest. This Statement of Good Practice aims to provide practical, working level guidance and examples for market participants to draw on, as they consider ways to prevent, manage […]
FICC Markets Standards Board finalises Information & Confidentiality Statement of Good Practice
3 October 2019 – The FICC Markets Standards Board (“FMSB”) has today published the final version of a Statement of Good Practice on the issue of Information & Confidentiality. This Statement of Good Practice seeks to bring clarity to the complex issue of sharing information in Fixed Income and Commodities markets and dealing with confidential […]
Press coverage
See more >Bad behaviour: Areas of FICC focus for UK regulators
2nd April 2019 - Article in Lexology by Daniel Newton, Freshfields Bruckhaus Deringer LLP
FICC Markets Standards Still Under Review
19th March 2019 - Article in Markets Media by Shanny Bassar
UK watchdog to draw up guidance for AI in cross-border trades
12th November 2018 - Article in The National by Sarah Townsend
Speeches
See more >‘Behaving Fairly: Artificial Intelligence and Conduct in Wholesale Markets’ – Speech delivered by Mark Yallop
Speech delivered by Mark Yallop, FMSB Chair, on 2 December 2019 at the 2019 Toronto Refinitiv Summit, Canada
‘Behaving Fairly: Artificial Intelligence and Conduct in Wholesale Markets’ – Speech delivered by Mark Yallop
Speech delivered by Mark Yallop, FMSB Chair, on 28 November 2019 at the 3rd International Workshop on Behavioural Financial Regulation and Policy, Bank of Italy, Rome
‘Halting the wholesale markets breach, reform and repeat cycle: addressing conduct risk through practitioner-led standards’ – Speech delivered by Martin Pluves on 14 November 2019
True Finance – Ten years after the financial crisis, speech by Mark Carney
True Finance – Ten years after the financial crisis Speech given by Mark Carney Governor of the Bank of England Chair of the Financial Stability Board Economic Club of New York 19 October 2018 Read the speech here: https://www.bankofengland.co.uk/speech/2018/mark-carney-economic-club-of-new-york?utm_source=Bank+of+England+updates&utm_campaign=3a5090062e-EMAIL_CAMPAIGN_2018_10_19_04_00&utm_medium=email&utm_term=0_556dbefcdc-3a5090062e-111026421
Mark Yallop shares his views on the key challenges which UK firms face
Take a look at the video of Mark recorded from the 2018 Refinitv Regulatory Summit in Hong Kong in October 2018.
Addressing Misconduct in Capital Markets, Keynote Speech at 2018 Refinitiv Pan Asian Regulatory Summit
Ms Julia Leung Deputy Chief Executive Officer and Executive Director, Intermediaries 9 October 2018 Good morning. It’s an honour to be invited to the 2018 Refinitiv Pan Asian Regulatory Summit to deliver this keynote speech. We live in a time of great promise and great peril. New technologies are having a profound impact on the […]
